Licensing & Registration Specialist
📍 Onsite – Dallas | 💵 Up to $58K
A well-established broker-dealer is seeking a Licensing & Registration Specialist to join their compliance team. This role is ideal for someone detail-oriented and organized, with a strong interest in the regulatory side of financial services. You'll play a key role in maintaining licensing and registration records, guiding new reps through the process, and ensuring the firm stays compliant with FINRA, SEC, and state regulations.
Key Responsibilities:
What You Bring:
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